ACE 441: FINRA Professional Exam Review

Course Description

Designed to prepare students to sit for the Series 65 Exam, SIE Exam, and begin the journey towards sitting for the CFP® Exam. This course will help students prepare for careers in financial planning, investment management, insurance, brokerage, banking, and credit unions. ACE 441 also serves as a review of content learned in the financial planning concentration. Students are responsible for registering and paying for the certification exam separately. The exam fee ranges from $80-$190. 3 undergraduate hours. No graduate credit. Credit is not given towards graduation for ACE 441 if credit for ACE 398 FP has been earned. Prerequisite: ACE 240 or FIN 232; ACE 349 or FIN 230; ACE 444 or FIN 441; and ACE 449.